Market surveillance has shifted from a back-office function to a board-level priority. Regulators now expect continuous, real-time supervision across trading, communications and employee activity. Firms relying on fragmented tools face [...]

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Periodic reviews and manual checks may not keep pace with financial crime. Perpetual KYC, automated lifecycle management and integrated compliance architecture are now increasingly being adopted by firms seeking to [...]

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Thematic ETFs

Nearly 400 funds. $256 billion in assets. One fund that doubled in 40 trading days. Thematic ETFs are having their biggest year ever, but the category’s own history shows how [...]

Crypto & Digital Assets